The Banking and Strategy Initiative

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Tag Archives: Insider trading

The Goldman Sachs huddle will come back | Banking insight

Regulators are having a field day, chomping away at little acts of banks long allowed as fair and market friendly in the spate of SEC investigations against the “vampire squid” … Continue reading

April 12, 2012

Pelosi Amendment (STOCK ACT) signed into law | Insider Insight

The new law prohibiting Insider Trading on Capitol Hill i.e. among lawmakers and administrators privy to details of industries and upcoming regulations is to be signed by the President int … Continue reading

April 4, 2012

Insider Trading Probes: Michael Douglas quarterbacks 120 new individuals to be investigated

Michael Douglas was snapped up in the coming Insider Trading draft by FBI which presented Gecko in a public campaign coinciding with 120 new individuals to be investigated “on and … Continue reading

February 27, 2012 · 1 Comment

Curbs on Insider Trading on Capital Hill | Governance Insight

The Scott Brown proposal of last Monday seemingly found very few against it even as the already illegal insider trading is made illegal for all members of the Congress and … Continue reading

February 9, 2012 · 1 Comment

The Global Downward spiral : Inflation nose down, ETF inflows revert to markets

The Global downward spiral for markets Though correlation steams on at near 90% in global equities and fixed income markets ( latter a simple tattle of everyone going bankrupt at … Continue reading

December 12, 2011 · 1 Comment

The extent of insider trading in the Financial Markets: Raj guilty

Adds WSJ Pro: What is material information? It has been defined by the United States Supreme Court as ”a substantial likelihood that the disclosure of the omitted fact would have been viewed by the reasonable investor as having significantly altered the ‘total mix’ of information made available.”

May 11, 2011 · 2 Comments

Insider trading in the US Markets: Understanding Gray areas, civil suits and voluntary resignations

Move over you brash upstarts and criminal bent of mind honed young twenty somethings sharing private critical insider information. the gentlemen who knows right from wrong is here. Yes, David … Continue reading

March 31, 2011

The Insider definition arguments haven't even begun | Advantage 'zyaada'

The three year investigations have yielded 14 guilty pleas in 29 arrests since October 2009 and this week aqart from Don Chu, the weekend has claimed a Ukrainian wannabe System … Continue reading

November 28, 2010 · 1 Comment

The new "soft dollars" tune to browsing? | Advantage zyaada

On how long “soft dollars” have been peddled to entice insider trading Well, it is Preet Bharara’s show and he has decided to give it a specific shape to focus … Continue reading

November 27, 2010

The extent of insider trading in US Markets | Advantage 'zyaada'

BTW, firstly, a doff to The Big Picture Barry Ritholtz for sharing tremendous insights lately on his blog ( Barry is B , Our Big Guy and has earlier written … Continue reading

November 21, 2010 · 1 Comment